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RIA Compliant Bookkeeping

No matter the size of your firm, the amount of assets under management, whether your firm is state or SEC registered, you are required to maintain a compliant set of internal books including financial statements, general ledgers, and journals.

RIA IN A BOX is the only full service RIA-only consulting firm that offers bookkeeping services solely for Investment Advisory firms. Whether we assisted your RIA in the past or not, we can provide your company bookkeeping services designed to help keep your RIA compliant in a cost efficient manner.


RIA Compliant Bookkeeping
  • COMPLIANT BOOKKEEPING SET-UP
  •     Create Professional Books to RIA Rules/Regulations
        Integration of Up to 12 Months of Prior Data
        Dedicated QuickBooks Pro Certified Bookkeeper

  • MONTHLY COMPLIANT BOOKKEEPING SERVICES
  •     Maintain Proper Books and Records to be Prepared for State/SEC Audits
        Immediate Access to Your Ledger, Journals, and Financial Statements
        Professionally Prepared Financial Statements to Meet RIA Specific Rules
        Reconciliation of All Bank Accounts and Credit Cards

  • QUICKBOOKS DATA FILE ANALYSIS
  •   Are You Already Using QuickBooks Yourself?
       Let RIA In a Box Bookkeeping perform a detailed analysis of your:
        • Chart of Accounts
        • Items List
        • Balance Sheet
        • Profit & Loss
        • Payroll

    Click here to contact us for more information on pricing or call us now at (866) 611-7638.

    RIA IN A BOX accepts VISA, Mastercard, Discover, and American Express