RIA Registration Services

RIA in a Box has helped register more registered investment advisors than any firm in the country. Why trust anyone else?

RIA In A Box provides a full, customized registration package:

  • We build and submit your documents to the state/SEC in 5-7 business days
  • Tailored contracts (not samples)
  • Tailored Policies and Procedures Manual (not samples)
  • In depth Complete Chief Compliance Officer training so you understand your compliance obligations
  • Our clients are eligible for up to a 20% discount on their professional liability (E&O) insurance just for having utilized RIA In A Box
  • We fill out and file all necessary documents
  • Only spend about an hour filling out our questionnaires and let us do the rest!

Call us Now at (866) 611-7638 or fill out the form to the right: