Upcoming Webinars

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Unique Compliance Considerations for an Internet-Only Robo-Adviser RIA Firm, May 23, 2018 at 12:00 PM EDT

Join RIA in a Box President, GJ King, and head registration consultant, Steve Swansig, as they lead a jam-packed 30 minute webinar on the unique compliance considerations for an internet-only robo adviser firm. Key topics that will be covered include: notice filing requirements, creating proper disclosures, providing suitable advice, and implementing a tailored compliance program as required under Rule 206(4)-7.

Register Now

To schedule a member of the RIA in a Box team to speak at an investment adviser industry event, click here.