10 Steps RIA Firms Can Take to Address Cybersecurity Threats
Is Your RIA firm properly addressing cybersecurity threats?
RIA firms of all sizes possess highly sensitive client information. If this information gets into the wrong hands, the results can unfortunately be disastrous.
- There is no substitution for proper employee training
- Unfortunately, even the best passwords can be defeated
- Employees need to safeguard their own personal information on social media networks
- Every client should have a secret word used to help verbally authenticate requests
Note: RIA in a Box LLC is not a law firm, investment advisory firm, or a CPA firm. RIA in a Box LLC does not provide legal advice or opinions to any party or client. You should always consult your relevant regulatory authorities as this information should not be relied upon as currently accurate. This information is provided for educational purposes only and is not an exhaustive list of regulatory requirements.