Download our 2019-2020 RIA Registration Renewal Calendar

Learn More About the Annual Renewal Process and Mark your Calendar with Upcoming Deadlines

On November 11, 2019, the preliminary renewal statements for every registered investment adviser ("RIA") firm will be posted on the Investment Adviser Registration Depository ("IARD") website. A firm’s failure to pay renewal fees to the proper jurisdiction(s) will result in the termination of the firm’s registration. To help navigate imperative deadlines associated with the 2019-2020 renewal process, we created an easy to follow infographic. 

This infographic contains:

  • Recommended dates for submission to ensure forms are processed on time
  • Important deadlines to mark on your calendar
  • Description of what to expect on each calendar date

Contact us if you any questions about the annual registration renewal process. 

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Note: RIA in a Box LLC is not a law firm, investment advisory firm, or a CPA firm. RIA in a Box LLC does not provide legal advice or opinions to any party or client. You should always consult your relevant regulatory authorities as this information should not be relied upon as currently accurate. This information is provided for educational purposes only and is not an exhaustive list of regulatory requirements.