About RIA in a Box, a COMPLY Company

Partner with the RIA compliance solutions provider who understands your unique needs and can always help you COMPLY. 

Comprehensive RIA compliance starts now. With COMPLY.

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RIAs registered
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RIAs relying on our compliance expertise

RIA in a Box, by COMPLY, is part of an industry-leading portfolio of firms, serving the full spectrum of compliance needs for the financial services industry.

Details covered. Conflicts checked. Risk mitigated. Your core compliance challenges, solved. 

Setting a new standard for compliance expertise. 

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Our powerful integration capabilities facilitate data connections between MyRIACompliance and other industry-leading solutions, enhancing communications, increasing efficiency and providing a seamless customer experience.
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Industry partners

With best-in-class industry partners, we are streamlining processes and increasing accuracy for registered investment advisers and their firms.
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Platform innovation

Incorporating direct feedback from COMPLY’s portfolio of firms, we continuously implement the enhancements that matter most to our clients.
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Superior user experience

Built on a mobile-first architecture, our platform provides a frictionless experience for you and your employees, making compliance easy and painless.
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Award-winning customer service

Your experience is our top priority. With 24/5 customer service and extensive industry knowledge, you can count on a smooth and ideal customer experience.

Your RIA firm backed by decades of regulatory expertise. Register and protect.