About RIA in a Box
RIA in a Box is your go-to partner for compliance readiness. Meticulously aligning technology, consulting and continuing education to deliver the solution to meet the unique needs of your firm. We’re RIA in a Box. For compliance people.
Establish and protect. Comprehensive RIA compliance starts now.
Client renewal rate
RIAs registered
RIAs relying on our compliance expertise
RIA in a Box, by COMPLY, is part of an industry-leading portfolio of firms, serving the full spectrum of compliance needs for the financial services industry.
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Details covered. Conflicts checked. Risk mitigated. Your core compliance challenges, solved.
Setting a new standard for compliance expertise.
Level up your data insight to drive action.
Integrations
Our powerful integration capabilities facilitate data connections between MyRIACompliance and other industry-leading solutions, enhancing communications, increasing efficiency and providing a seamless customer experience.
Industry partners
With best-in-class industry partners, we are streamlining processes and increasing accuracy for registered investment advisers and their firms.
Platform innovation
Incorporating direct feedback from COMPLY’s portfolio of firms, we continuously implement the enhancements that matter most to our clients.
Superior user experience
Built on a mobile-first architecture, our platform provides a frictionless experience for you and your employees, making compliance easy and painless.
Award-winning customer service
Your experience is our top priority. With 24/5 customer service and extensive industry knowledge, you can count on a smooth and ideal customer experience.
