COMPLY with Confidence

Integrated direct broker feeds from more than 300 brokerage firms and a robust data normalization process provide unrivaled information accuracy and dependability.

Powerful integration capabilities facilitate data connections between our platform and other industry-leading solutions, enhancing communications, increasing efficiency and providing a seamless customer experience.

With best-in-class industry partners, we are streamlining processes and increasing accuracy for registered investment advisers and their firms.

Incorporating direct feedback from COMPLY’s portfolio of firms, we continuously implement the enhancements that matter most to our clients. We go beyond technology to offer a breadth of service and solutions offerings designed to meet our client’s unique needs and challenges, including digital asset trade monitoring, compliance program management, consulting services, compliance education, and more.

The COMPLY team is made up of former CCOs, regulators, and lawyers. We understand the challenges you face because we’ve been there. Our deep bench of industry expertise – which includes expansive knowledge in technology enablement and regulatory compliance protocols and processes – supports more than 7,000 clients.

Let us be an extension of your back office, receive support when you need it most from our dedicated subject matter experts. Customer support is available 24/5.