RIA Compliance and Practice Management Blog

How MyRIACompliance Software Integrates with Salesforce

Posted by RIA in a Box

Jan 17, 2019 8:25:31 AM

Salesforce RIA CRM complianceRegistered investment adviser ("RIA") firms utilizing our MyRIACompliance® RIA compliance software platform benefit from our integration with Salesforce which is the leading customer relationship manager ("CRM) software provider to investment advisers. The integration allows a joint Salesforce and RIA in Box MyRIACompliance® subscriber to view and complete tailored regulatory compliance tasks all within the Salesforce task and calendar system. MyRIACompliance® helps to programmatically deliver firm-specific compliance tasks utilizing the firm’s Form ADV and other proprietary data directly into the Salesforce system. 

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Today, over 100 RIA firms utilize both Salesforce and MyRIACompliance® to help better engage with clients, streamline operations, and automate regulatory compliance requirements.

There are several key benefits to an RIA firm that utilizes both Salesforce and MyRIACompliance®:

  1. Allows an RIA firm to complete required regulatory compliance tasks without leaving the Salesforce system. This allows Salesforce to further operate as a firm’s technology hub.
  2. Removes the need for an RIA firm to manage multiple calendars or log into multiple software systems.
  3. Allows compliance activities completed within Salesforce to be automatically stored in the firm’s MyRIACompliance® digital compliance log.
  4. Ability to access the MyRIACompliance® platform via Salesforce.

MyRIACompliance® Calendar:

Salesforce RIA compliance integration with RIA in a Box

The MyRIACompliance® application is installed to the firm's Salesforce organization to give all users access to the calendar and task integration:

Salesforce RIA compliance app integration

The Salesforce and MyRIACompliance® integration is generally free to those who utilize RIA in a Box MyRIACompliance® and Salesforce system.*

If you are a current MyRIACompliance® and Salesforce subscriber, please feel free to contact your MyRIACompliance® client service representative for details on how to set-up the integration.

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*The Salesforce and MyRIACompliance® integration is generally available for Salesforce Sales Cloud Enterprise or higher level subscription types. Salesforce Inc. and RIA in a Box LLC are independent entities. All registered trademarks or logos are property of their respective owners. Salesforce Inc.is not the provider of the MyRIACompliance® application and has not conducted any review of it.


Topics: RIA Operations, RIA Compliance, RIA Technology

RIA in a Box LLC is not a law firm, investment advisory firm, or CPA firm. RIA in a Box LLC does not provide legal advice or opinions to any party or client. You should always consult your relevant regulatory authorities or legal counsel if applicable.

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