RIA Compliance and Practice Management Blog

RIA in a Box and LinkedIn: Official Partners in Compliance

Posted by RIA in a Box

Aug 11, 2022 10:05:23 AM

LinkedIn Social Media Compliance RIA

This week, RIA in a Box announced its partnership with LinkedIn to simplify the communications review process and enhance the MyRIACompliance Communications Archiving and Review solution for registered investment advisers (RIA).

Firms and their advisers can now connect their LinkedIn accounts to MyRIACompliance to streamline the entire communications archiving and review process. This solution enhancement ensures the regulatory requirements for social media use are met and mitigates risk for the firm.

Learn More About Our Archiving Solution

RIA in a box is thrilled to announce the new compliance partnership, enabling advisers to meet the social media archiving requirements while using LinkedIn's free and paid products. All users of the Communications Archiving and Review solution can self-manage their LinkedIn account connections and streamline the archiving and reviewing processes. 

The Communications Archiving and Review solution allows RIAs to store, review and filter communications from their website, email and social media within the same platform where they conduct their compliance program. With the addition of LinkedIn, MyRIACompliance now includes firm and individual communications from the major social media platforms, including Facebook, Instagram and Twitter.

The Advisers Act Rule 204-2 (Books and Records Rule) and Advisers Act Rule 206(4)-7 require all RIA firms to monitor and maintain records of firm and individual social media communications. For more information on archiving requirements for RIAs, please visit our comprehensive archiving and compliance guide

Topics: RIA Operations, RIA Compliance, RIA Technology

RIA in a Box LLC is not a law firm, investment advisory firm, or CPA firm. RIA in a Box LLC does not provide legal advice or opinions to any party or client. You should always consult your relevant regulatory authorities or legal counsel if applicable.

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