Questions answered. Problems solved. Think of our customer support team as an extension of your compliance department.
We are here to provide you with the service and support required to meet the exacting demands of the regulatory industry, while embodying the attention to detail you demand of yourself and your team. With 24/5 support and unparalleled in-house expertise, your program is our priority. That’s our promise to you.
"RIA in a Box is the easiest compliance company to work with by far!"
"I can finally breathe a sigh of relief! I feel an inch closer to getting a New York state license as registered investment adviser thanks to your effort."
"Just wanted to thank all of the folks I have worked with over the past five-plus years at RIA in a Box. I have appreciated all of the assistance, wisdom and tools provided to help our RIA meet our compliance needs."