An Industry Leading Compliance Solution for RIA Firms

Registered investment advisers of all sizes face unique regulatory challenges and a long to-do list. RIA in a Box helps chief compliance officers (CCOs) navigate, manage, and simplify the most dauting of compliance tasks with our industry leading MyRIACompliance^® platform. Today our MyRIACompliance platform and team of industry professionals provide support to over 2,000 RIA firms.  

All compliance software packages include:

• Compliance Calendar, Webinars, Checklists, Status Monitor
• Compliance Log which can be sorted and exported in the event of a regulatory exam.
• Employee Supervision
• Registration Tracker
• Access to the MyRIACompliance mobile so you can monitor your compliance program from anywhere. 
• Our standard service package which includes the annual Form ADV amendment and unlimited Form ADV amendments throughout the year.

Download our checklist to learn more about how to create a culture of compliance at your RIA firm.