Registered investment advisers (“RIA”) firms have undoubtedly become a popular target for cyber attackers. It is imperative to ensure your staff is properly trained on how to identify a potential phishing scam.
We created this checklist of best practices to help RIAs protect sensitive data and avoid becoming
a scammer's next victim.
Contact us if you any questions about our cybersecurity solution.
Note: RIA in a Box LLC is not a law firm, investment advisory firm, or a CPA firm. RIA in a Box LLC does not provide legal advice or opinions to any party or client. You should always consult your relevant regulatory authorities as this information should not be relied upon as currently accurate. This information is provided for educational purposes only and is not an exhaustive list of regulatory requirements.