Ann is from the great state of Texas where she was a former regulator for the Registration Division of the Texas State Securities Board. Ann has reviewed and registered hundreds of investment advisers, broker-dealers and securities offerings over the years. She graduated from Texas State University with a BA in Business Management. While at Texas State, Ann was a 4 year member of the University dance team, the Texas State Strutters. Ann enjoys chocolate, wakeboarding and staying active with her husband and two dogs.
"Ann is one of the most generous people I know! "
"Very well informed, detailed and always available for our clients and our team. It’s not only service with a smile, but resource without reservation!"
"Always a pleasure to talk to and work with. She makes time even when she is busy to help out. As a former TSSB regulator, Ann has good contacts and is well respected."
"Ann is a wealth of knowledge when it comes to TX registrations and always willing to take the time to explain the regulations. She also always gets a kick out of all the office dog pictures I send her."