Employee Spotlight

David Crowther

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Lexington Compliance

 

David’s career in financial services spans over thirty years. After working with several major Wall Street firms and banks, David transitioned to the public sector to work for the state of Florida assisting with the regulation of insurance and securities agents, broker/dealers, and investment advisers. While at the state of Florida, David served as the Tampa Area Financial Manager for the Florida Office of Financial Regulation and was also a member of a NASAA Auction Rate Securities task force which helped negotiate the return of several hundred million dollars in assets to customers. Outside of work, David loves sports. It doesn't matter if he's watching or playing!

 

 

 

 

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Fun Facts:
  • Top place you'd like to visit: Australia
  • Favorite Food: Spicy Indian
  • Person you admire most: My wife 
  • Favorite Movie: Trilogy: Lord of the Rings
  • Favorite Book: Game of Thrones
  • Favorite Sports Team: University of Miami Football

 

 

 

 

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The Hot Seat: Q & A Session
  • What do you enjoy most about your position?
    • Change; every day can be different.
  • What do you enjoy most about working with the RIA in a Box team?
    • I can work wherever I get an Internet signal
  • How is your professional experience at RIA in a Box different from your other experiences?
    • Best team ever!
  • What has been the most important lesson you’ve learned so far at RIA in a Box?
    • The team effort makes a difference!
  • What is the most common question you get?
    • Hypothetically speaking, is this allowable? 

 

What the Rest of the RIAB Team Says About David
  • "David is like an encyclopedia with RIA industry knowledge- he makes me seem much smarter than I am."
  • "Every time I don't know the answer to a question, I send it to him and he get back to me immediately with an answer, which I always appreciate!"
  • "David is a true team player and is always willing to help out others. He's also a great resource for his product knowledge and expertise."
  • "David is a joy to work with. He is very responsive about helping colleagues when needed."