Need Help Understanding When Your Firm Needs to File a Form PF? Download our Infographic to Help Clarify the Filing Requirements!

Learn more about the Form PF filing requirements for ERAs and RIA firms managing private funds

This visual guide highlights the characteristics of when a registered investment adviser ("RIA") firm managing private funds is required to compile and file a Form PF.   

This informative infographic contains: 

• The three necessary characteristics, that when met, RIAs managing a private fund need to compile and file a Form PF
• Additional circumstances where an RIA firm may or may not be required to file a Form PF

Contact us if you any questions about our private fund adviser compliance software.

Note: RIA in a Box LLC is not a law firm, investment advisory firm, or a CPA firm. RIA in a Box LLC does not provide legal advice or opinions to any party or client. You should always consult your relevant regulatory authorities as this information should not be relied upon as currently accurate. This information is provided for educational purposes only and is not an exhaustive list of regulatory requirements.