In a 2020 risk alert, the Securities and Exchange Commission ("SEC") issued information indicating an increase in the sophistication of ransomware cybersecurity attacks. Unfortunately, registered investment adviser ("RIA") firms are frequent targets for these attacks, given the sensitive and non-public information they handle.
To help RIAs remain vigilant, we've created an infographic outlining a few common tips on how RIA firms can help protect against ransomware attacks.
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Note: RIA in a Box LLC is not a law firm, investment advisory firm, or a CPA firm. RIA in a Box LLC does not provide legal advice or opinions to any party or client. You should always consult your relevant regulatory authorities as this information should not be relied upon as currently accurate. This information is provided for educational purposes only and is not an exhaustive list of regulatory requirements.