Our Top Tips on How to Start Your Own RIA Firm

Considering starting your own registered investment adviser ("RIA") firm? Download our infographic.

Are you unsure about the steps needed to create your own RIA firm? Our free infographic compiled by our industry and compliance experts walks you through the most crucial items to consider when setting up your investment advisory firm.

This complimentary infographic outlines 10 key steps to help guide you through the registration process including:

  • Developing a business plan
  • Determining regulatory assets under management ("AUM")
  • Establishing a compliance program
  • Crafting a brand

We've helped set up over 4,000 new RIA firms. Please feel free to contact us for a free consultation.

Infographic on How to Start Your RIA Firm Today

Note: RIA in a Box LLC is not a law firm, investment advisory firm, or a CPA firm. RIA in a Box LLC does not provide legal advice or opinions to any party or client. You should always consult your relevant regulatory authorities as this information should not be relied upon as currently accurate. This information is provided for educational purposes only and is not an exhaustive list of regulatory requirements.