MyRIACompliance Mobile App

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Everything you need to stay compliant is now available at your fingertips.
Stay on top of your compliance tasks wherever you are.

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Key Features

Compliance Calendar/To-Do List:

    • Access to your Compliance Calendar anywhere, anytime
    • Can be viewed as a monthly calendar or a weekly checklist
    • Able to click on the specific compliance item to learn more 

Educational Training Videos:

    • Complete continuing education requirements while on the go
    • Advisors who are a part of the RIA in a Box Cybersecurity Platform will have access to monthly training videos
    • Once a video is completed, a quiz is provided to make sure information from the video is retained

Download the MyRIACompliance Mobile App Here!

MyRIACompliance Mobile App Download QR Code


“If you value knowledge, experience, economy, and almost unheard of levels of responsiveness, you will want to have RIA In A Box guide you through the RIA establishment process. It simply doesn’t get any better.”
RIA in Arizona
“By handling a large volume of application files, I frequently dealt with companies that filed incomplete applications and were frustratingly slow to respond to my requests. Not RIA IN A BOX. Their applications were complete and their fast response times made my job a lot easier.”
C. D.
Former State Financial Examiner
"I cannot imagine myself without your service. The guidance is superb!"
RIA in New York
"I really appreciated your knowledge, patience and expertise! I would highly recommend your services to any future RIA applicant!”
RIA in Ohio
"The service that RIA in a Box provides along with the knowledge of their staff is second to none. I couldn't function without them!"
RIA in Texas
"RIA in a Box has been very helpful in training and registration needs, and I am thankful for all they have done to help me in my business!"
RIA in Oklahoma
"I truly value each month’s compliance call. I’d be lost without your guidance. Keep up the good work…"
RIA in Oklahoma
"I don't know how I would have done this without you and your team. You guys are top-notch."
RIA in Colorado
"Your service and anticipation of your clients’ needs is terrific."
RIA in Florida
"Your company made this approval almost effortless for me."
RIA in California
"Best money I've invested in my business so far! Not only were you all pleasant and responsive but you also saved me a ton of time and headache by managing and interfacing with the regulatory machine."
RIA in California
"We count on your RIA services to develop a culture of compliance at our firm. Thank you for your help and your software to guide us through the renewal period."
RIA in Colorado
"Thank you very much for all of your time and that of the staff to create the opportunity for me to become a Registered Investment Adviser. I was very impressed with the professionalism that everyone in your organization displayed."
RIA in Virginia