Small and midsize businesses—especially financial firms—are popular targets for cybercriminals. Unfortunately, hackers have increased their use of network scanning tools to search for security gaps within your network and physical technology assets.
To help registered investment adviser ("RIA") firms keep their network and devices protected against cybercriminals, we've created a checklist with tips and best practices to keep your assets secure.
Contact us if you any questions about our compliance software or cybersecurity solution.
Note: RIA in a Box LLC is not a law firm, investment advisory firm, or a CPA firm. RIA in a Box LLC does not provide legal advice or opinions to any party or client. You should always consult your relevant regulatory authorities as this information should not be relied upon as currently accurate. This information is provided for educational purposes only and is not an exhaustive list of regulatory requirements.