Comprehensive | SEC-Registered | State-Registered | Exempt Reporting Adviser | |
---|---|---|---|---|
Monthly Price1 |
$ Customized $ 0 |
$ 800 $ 7 |
$ 600 $ 29 |
$ 300 $ 79 |
MyRIACompliance® Software Features | ||||
Compliance Calendar, Webinars, Checklists, Status Monitor | ||||
Compliance Log | ||||
Employee Supervision | ||||
Access to the MyRIACompliance Mobile App | ||||
Audit Prep Tool | ||||
Annual Review Tool | ||||
Cybersecurity Platform Optional Add-on for All Software Packages |
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Automated Employee Trade Monitoring Optional Add-on for All Software Packages |
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Private Fund Platform Features | ||||
Fund Inventory | ||||
Private Fund Tailored Risk Assessment Tool | ||||
Form ADV Updates | ||||
Form PF | ||||
Form D | ||||
Blue Sky Filings | ||||
Enhanced Compliance Consulting Optional Add-on for All Software Packages |
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Private fund advisers gain access to a customized version of our industry-leading MyRIACompliance® online RIA compliance software platform which includes access to our proprietary Private Fund Platform. This platform provides a centralized location for all private fund information, Form ADV, Form PF, Form D, and Blue Sky filings. Our optional enhanced service package offers unlimited, hands-on time with our expert private fund compliance consultants to help answer questions, develop customized policies and procedures, and to review marketing and regulatory filing documents.
MyRIACompliance® Private Fund Adviser Compliance Packages
Choose the best package for your firm.
MyRIACompliance Private Fund Compliance Consulting Service Packages
All compliance software packages include our standard level of service for no additional charge. You can choose to add the enhanced compliance consulting service.
Standard Service |
Included for ERA Firms |
Included for State-Registered Firms |
Included for SEC-Registered Firms |
|
Enhanced Service |
$300/mo for ERA Firms |
$400/mo for State-Registered Firms |
$600/mo for SEC-Registered Firms |
|
As part of the Gordian Comprehensive Solution, our experienced team of compliance consultants with decades of experience will develop and implement a specialized compliance program that is designed to support the complex regulatory needs of:
- -- Retail investment advisers
- -- Hedge funds
- -- Private equity funds
- -- Exempt reporting advisers
Our individually tailored solutions can include regular on-site visits and assistance with conducting the annual compliance program review and risk assessment.

Optional Compliance Tools
RIA Cybersecurity
The MyRIACompliance® RIA cybersecurity platform empowers an RIA firm to design and implement the firm's cybersecurity program. The platform is designed exclusively for RIA firms who face unique cybersecurity risks and regulatory requirements.
Key Features:
- -- Security Awareness Training and Testing
- -- Email Phishing Attack Simulation
- -- Automated Vendor Due Diligence
- -- Technology Inventory and Risk Assessment
- -- Customized Information Security Policy
Automated Employee Trade Monitoring
With the ability to establish an electronic data feed to over 15,000 financial institutions, the employee trade monitoring feature automates the submission and tracking of personal securities holdings and transactions for RIA firms of all sizes. The Chief Compliance Officer gains access to detailed reporting tools and the ability to manage a restricted securities list.
Key Features:
- -- Automatically record and monitor employee personal securities transactions
- -- Eliminate the need to review and archive paper brokerage statements
- -- Consolidate employees' personal securities transactions into a single
- reporting system