Select Your Software Package
|State Registered Firm1|
|SEC Registered Firm1|
Compliance Calendar, Webinars, Checklists, Status Monitor
Online Compliance Log
Compliance Document Template Library
Audit Prep Tool
Risk Assessment Tool
Annual Review Tool
Select Your Service Service Package
|Included for State-Registered Firms|
|Included for SEC-Registered Firms|
|$375/mo for State-Registered Firms|
|$525/mo for SEC-Registered Firms|
Do you first need to establish an RIA firm? View our RIA registration services here!
Note: RIA in a Box LLC is not a law firm, investment advisory firm, or a CPA firm. RIA in a Box LLC does not provide legal advice or opinions to any party or client. You should always consult your relevant regulatory authorities as this information should not be relied upon as currently accurate. This information is provided for educational purposes only and is not an exhaustive list of regulatory requirements.