RIA Cybersecurity Platform

The MyRIACompliance® cybersecurity platform empowers an RIA firm to efficiently construct, implement, and document a robust cybersecurity compliance program with a single solution. The platform is designed exclusively for RIA firms of all sizes who face unique people, technology, and third party vendor cybersecurity risks and regulatory requirements. 

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Monthly Fee

Starts at $ 250 monthly per firm

  • Record and track employees access to technology systems
  • Tailored cybersecurity employee training and testing
  • Test employees via simulated email phishing attacks
  • Connect with vendors to conduct due diligence
  • Create a customized information security policy
RIA Cyber security employee security awareness training
RIA Cyber security email phishing testing
RIA Cyber security vendor due diligence
RIA Cyber security technology inventory and risk assessment
RIA Cyber security information security policy

Security Awareness
Training

Email Phishing
Attack Simulation

Vendor Due
Diligence

Technology Inventory
& Risk Assessment

Information Security Policy

Schedule a Demo

Does the system help address cybersecurity regulatory guidance and focus areas?

Yes, the platform is designed to help RIA firms follow information security guidance issued by the Securities and Exchange Commission's ("SEC") Office of Compliance Inspections and Examinations ("OCIE"). Beginning in 2015, OCIE has specifically listed cybersecurity as an annual examination priority for RIAs. In more recent exam priority guidance, the OCIE staff has noted six specific focus areas: governance and risk assessment, access rights and controls, data loss prevention, vendor management, training, and incident response. The MyRIACompliance® cybersecurity platform helps to address each of these focus areas by empowering an RIA firm to efficiently construct, implement, and document a robust cybersecurity compliance program 

Does the system follow the NIST cybersecurity framework?

Yes, the MyRIACompliance® cybersecurity platform builds upon the NIST cybersecurity framework to help your firm implement a robust cybersecurity compliance program. NIST is the acronym for the National Institute of Standards and Technology, a government agency within the U.S. Department of Commerce that fosters cybersecurity research, education, and collaboration. As part of that effort, NIST has developed a cybersecurity framework to help organizations of all sizes to identify, assess, and manage cybersecurity risks. Notably, the Securities and Exchange Commission not only utilizes the NIST framework to help manage its own cybersecurity program, but has also commonly referenced the approach when issuing information security guidance to investment advisers

Our platform makes your firm's staff your greatest cybersecurity defense.