The Path to Independence Promotion

RIA registration Morningstar Office
RIA registration Redtail CRM
Starting a new RIA firm
Technology for new RIA firms

How to Get Started with the RIA Registration Promotion

RIA in a Box® has joined together with other industry leaders to offer a unique opportunity for newly formed registered investment adviser ("RIA") firms to have access to tools that aim to make working remotely easier in the wake of COVID-19. The Path to Independence Promotion will allow advisors that partner with RIA in a Box to register a new RIA firm to use industry-leading cloud-based technology from the supporting firms, free of charge, based on their unique business needs through December 2020.

As the RIA industry adapts to the new remote work environment, RIA in a Box recognizes the important role technology plays in helping RIAs service their clients efficiently and effectively, especially during a firm's genesis. Upon registering with RIA in a Box, new advisors will secure complimentary access through December 2020 to the proprietary MyRIACompliance cybersecurity platform. The cybersecurity platform empowers RIAs to efficiently construct, implement, and document a robust cybersecurity compliance program with a single solution.  

In addition, registrants will also have the opportunity to secure contracts with Morningstar, Redtail, or Riskalyze for complimentary access through the end of 2020 to:  

  • Morningstar Office Cloud: Morningstar Office Cloud is an award-winning portfolio management software that combines industry-leading performance reporting, billing, and rebalancing with Morningstar's robust investment research and security databases. Advisors can connect with clients via an interactive portal, automate tasks, assess risk, aggregate custodial accounts, and track client holdings, dividends, and returns, and more. These tools, among others, provide advisors with a seamless experience, enabling them to work efficiently wherever they are.
  • Redtail CRM: Redtail's Client Relationship Management (CRM) offers advisors the tools they need to strengthen client relationships, improve team collaboration, and work more efficiently. Redtail aids advisors in increasing revenue and profitability, decreasing client attrition, and supporting business-building activities. Some of the features include Workflow, Integrations, Reporting, Calendar, Notes, Seminars, Opportunities, Retriever Cloud, and Redtail's mobile app.
  • Riskalyze Elite: Through this platform, advisors have access to powerful client engagement tools that set useful expectations and help to empower fearless investing. Some of the tools that advisors will have access to include Next-Gen Risk Assessment, Portfolio Risk, Retirement Maps, Stress Tests, Scenarios, The Risk/Reward Heatmap, Meetings, Check-Ins, and the Lead Generation Questionnaire. In addition to these tools, advisors will be able to access analysis tools such as Detailed Portfolio Stats and Individual Security Analysis. 

All of the Path to Independence technology partners currently integrate with RIA in a Box's MyRIACompliance™ RIA compliance software platform.

Learn more about our registration process and pricing here.


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