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Over 4,000 Advisers have trusted RIA in a Box® as their registration compliance consultants. Our staff of industry professionals and ex-regulators guides you through the entire registration and business planning process and creates customized documents specific to your situation in a timely and cost efficient manner.

Register a New State RIA Firm Register a New SEC RIA Firm
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Lower your registration cost when you pair your registration with our monthly MyRIACompliance-Horz-1400x250_2016_JPEG.jpg compliance services.

Already operating an RIA firm and need compliance support? View our ongoing services here.

Note: RIA in a Box LLC is not a law firm, investment advisory firm, or a CPA firm. RIA in a Box LLC does not provide legal advice or opinions to any party or client. You should always consult your relevant regulatory authorities as this information should not be relied upon as currently accurate. This information is provided for educational purposes only and is not an exhaustive list of regulatory requirements.