An Overview of Regulatory Priorities and Compliance Data Trends

In an ever-evolving regulatory landscape, compliance professionals must remain aware of the heightened risks, stay ahead of trends and proactively arm their firm with the appropriate compliance policies and procedures. In this webinar, we explore topics raised in the recently published guide, By the Numbers: A Compliance and Regulatory Technology Analysis for the Financial Services Industry. Join our team of regulatory experts as they provide an overview of the latest regulatory priorities, how firms currently address regulatory challenges and how technology empowers financial services firms to efficiently meet their compliance requirements. 

HubSpot Video

 

Speakers

Ismael Manzanares Jr.

Ismael Manzanares Jr.

Senior Director of Compliance

 

 

Jametriss Roulhac

Jametriss Roulhac

Director of Compliance

Mike Lubansky

Mike Lubansky

Senior Vice President of Product