IAR continuing education

Expand your knowledge, grow your skills and fulfill your investment adviser representative (IAR) continuing education requirements. 

Our IAR Continuing Education provides firms with access to:

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NASAA-approved courses in Ethics and Professional Responsibility

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NASAA-approved courses in products and practices

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Course completion report to FINRA

Continue your compliance education

IAR continuing education

Compliance technology designed specifically for RIAs

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Our powerful integration capabilities facilitate data connections between MyRIACompliance and other industry-leading solutions, enhancing communications, increasing efficiency and providing a seamless customer experience.
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Industry partners

With best-in-class industry partners, we are streamlining processes and increasing accuracy for registered investment advisers and their firms.
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Superior user experience

Built on a mobile-first architecture, our platform provides a frictionless experience for you and your employees, making compliance easy and painless.
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Platform innovation

Incorporating direct feedback from COMPLY’s portfolio of firms, we continuously implement the enhancements that matter most to our clients.
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Award-winning customer service

Your experience is our top priority. With 24/5 customer service and extensive industry knowledge, you can count on a smooth and ideal customer experience.
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Backed by regulatory expertise

Our technology and resources are backed by decades of regulatory expertise, with the support of compliance consultants who have served as CCOs, lawyers and regulators themselves.

Supporting Documents

What states have adopted the IAR Continuing Education Requirement?
2022 IAR Continuing Education Compliance Requirements
An Update on the new Investment Adviser CE Requirement

Frequently Asked Questions

Do I have to purchase MyRIACompliance to access RIA in a Box’s continuing education offerings?
Which states have adopted an independent adviser representative (IAR) CE requirement?
Do I need to report my credits to the Financial Industry Regulatory Authority (FINRA)?

Ready to get started?

Complete your IAR CE requirements on your time, with courses crafted by compliance experts.