IAR continuing education
Expand your knowledge, grow your skills and fulfill your investment adviser representative (IAR) continuing education requirements.
Our IAR Continuing Education provides firms with access to:
NASAA-approved courses in Ethics and Professional Responsibility
NASAA-approved courses in products and practices
Course completion report to FINRA
null
Compliance technology designed specifically for RIAs
null
Integrations
Our powerful integration capabilities facilitate data connections between MyRIACompliance and other industry-leading solutions, enhancing communications, increasing efficiency and providing a seamless customer experience.
Industry partners
With best-in-class industry partners, we are streamlining processes and increasing accuracy for registered investment advisers and their firms.
Superior user experience
Built on a mobile-first architecture, our platform provides a frictionless experience for you and your employees, making compliance easy and painless.
Platform innovation
Incorporating direct feedback from COMPLY’s portfolio of firms, we continuously implement the enhancements that matter most to our clients.
Award-winning customer service
Your experience is our top priority. With 24/5 customer service and extensive industry knowledge, you can count on a smooth and ideal customer experience.
Backed by regulatory expertise
Our technology and resources are backed by decades of regulatory expertise, with the support of compliance consultants who have served as CCOs, lawyers and regulators themselves.
Complementary solutions
Looking for more? RIA in a Box and our fellow COMPLY portfolio of firms are here to help you build a tailored compliance solution tailor fitted for where your firm is today and where you plan to be tomorrow.
Supporting Documents
What states have adopted the IAR Continuing Education Requirement?
2022 IAR Continuing Education Compliance Requirements
An Update on the new Investment Adviser CE Requirement
null
Frequently Asked Questions
Do I have to purchase MyRIACompliance to access RIA in a Box’s continuing education offerings?
Which states have adopted an independent adviser representative (IAR) CE requirement?
Do I need to report my credits to the Financial Industry Regulatory Authority (FINRA)?
Ready to get started?
Complete your IAR CE requirements on your time, with courses crafted by compliance experts.