Expand your knowledge, grow your skills and fulfill your investment adviser representative (IAR) continuing education requirements through the MyRIACompliance platform.
Compliance technology designed specifically for RIAs
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Integrations
Our powerful integration capabilities facilitate data connections between MyRIACompliance and other industry-leading solutions, enhancing communications, increasing efficiency and providing a seamless customer experience.
Industry partners
With best-in-class industry partners, we are streamlining processes and increasing accuracy for registered investment advisers and their firms.
Superior user experience
Built on a mobile-first architecture, our platform provides a frictionless experience for you and your employees, making compliance easy and painless.
Platform innovation
Incorporating direct feedback from COMPLY’s portfolio of firms, we continuously implement the enhancements that matter most to our clients.
Award-winning customer service
Your experience is our top priority. With 24/5 customer service and extensive industry knowledge, you can count on a smooth and ideal customer experience.
Complementary solutions
Looking for more? RIA in a Box and our fellow COMPLY portfolio of firms are here to help you build a tailored compliance solution tailor fitted for where your firm is today and where you plan to be tomorrow.
Do I have to purchase MyRIACompliance to access RIA in a Box’s continuing education offerings?
No, you do not. Our continuing education is a standalone product.
Which states have adopted an independent adviser representative (IAR) CE requirement?
Arkansas – Effective Jan. 1, 2023, Arkansas will require IARs to complete 12 credits to maintain registration by Dec. 31, 2023.
Colorado – Effective Jan. 1, 2024, Colorado will require IARs to complete 12 credits by Dec. 31, 2024 to maintain registration status.
Kentucky – Effective Jan. 1, 2023, Kentucky will require IARs to complete 12 credits to maintain registration by Dec. 31, 2023.
Maryland – The state has fully adopted the CE model rule. Completion of 12 credits is required by Dec. 31, 2022, to maintain registration in Maryland.
Michigan – Effective Jan. 1, 2023, Michigan will require IARs to complete 12 credits to maintain registration by Dec. 31, 2023
Mississippi – The state has fully adopted the CE model rule. Completion of 12 credits is required by Dec. 31, 2022, to maintain registration in Mississippi.
Nevada – State adoption is not finalized. If it is not finalized prior to 2022, implementation will not occur until at least Jan. 1, 2023.
Oklahoma – Effective Jan. 1, 2023, Oklahoma will require IARs to complete 12 credits to maintain registration by Dec. 31, 2023.
Rhode Island – State adoption is not finalized. If it is not finalized prior to 2022, implementation will not occur until at least Jan. 1, 2023.
South Carolina – Effective Jan. 1, 2023, South Carolina will require IARs to complete 12 credits to maintain registration by Dec. 31, 2023.
Tennessee – Effective Jan. 1, 2024, Tennessee will require IARs to complete 12 credits to maintain registration by Dec. 31, 2024.
Vermont – The state has fully adopted the CE model rule. Completion of 12 credits is required by Dec. 31, 2022, to maintain registration in Vermont.
Washington D.C. – Effective Jan. 1, 2023, Washington D.C. will require IARs to complete 12 credits to maintain registration by Dec. 31, 2023.
Wisconsin – Effective Jan. 1, 2023, Wisconsin will require IARs to complete 12 credits to maintain registration by Dec. 31, 2023.
Do I need to report my credits to the Financial Industry Regulatory Authority (FINRA)?
No, RIA in a Box reports completed IAR regulatory credits to FINRA at no additional cost.
Ready to get started
Fulfill your IAR CE requirements in one platform with the RIA in a Box IAR Continuing Education Program.