RIA cybersecurity

The proprietary solution is designed exclusively for RIA firms of all sizes who face unique people, technology and third-party vendor cybersecurity risks and regulatory requirements.

Yes, the MyRIACompliance cybersecurity solution builds upon the NIST cybersecurity framework to help your firm implement a robust cybersecurity compliance program. NIST has developed a cybersecurity framework to help organizations of all sizes to identify, assess and manage cybersecurity risks. Notably, the Securities and Exchange Commission (SEC) not only utilizes the NIST framework to help manage its own cybersecurity program, but also has commonly referenced the approach when issuing information security guidance to investment advisers.

Yes, the solution can be customized to your firm’s unique needs through connection sourcing and by pairing it with our MyRIACompliance platform.

Virtual Desktop Infrastructure (VDI) is a desktop virtualization technology where the operating system runs and is managed through an on-premises or cloud data center. The virtual desktop environment is delivered over a network to the user’s device, such as a desktop, laptop or tablet, which allows the user to interact with the operating system and its applications, eliminating dependency on physical office space and physical computers. 

The solution is built upon the NIST information security framework, which focuses on five functions – identify, protect, detect, respond and recover. The Virtual Desktop's Elite and Standard solutions address specific RIA compliance needs, including data backup, disaster recovery, cybersecurity and other record keeping technologies.