Compliance technology designed specifically for RIAs
Our powerful integration capabilities facilitate data connections between MyRIACompliance and other industry-leading solutions, enhancing communications, increasing efficiency and providing a seamless customer experience.
With best-in-class industry partners, we are streamlining processes and increasing accuracy for registered investment advisers and their firms.
Superior user experience
Built on a mobile-first architecture, our platform provides a frictionless experience for you and your employees, making compliance easy and painless.
Incorporating direct feedback from COMPLY’s portfolio of firms, we continuously implement the enhancements that matter most to our clients.
Award-winning customer service
Your experience is our top priority. With 24/5 customer service and extensive industry knowledge, you can count on a smooth and ideal customer experience.
Backed by regulatory expertise
Our technology and resources are backed by decades of regulatory expertise, with the support of compliance consultants who have served as CCOs, lawyers and regulators themselves.
Looking for more? RIA in a Box and our fellow COMPLY portfolio of firms are here to help you build a tailored compliance solution tailor fitted for where your firm is today and where you plan to be tomorrow.
The proprietary solution is designed exclusively for RIA firms of all sizes who face unique people, technology and third-party vendor cybersecurity risks and regulatory requirements.
Does the system follow the NIST cybersecurity framework?
Yes, the MyRIACompliance cybersecurity solution builds upon the NIST cybersecurity framework to help your firm implement a robust cybersecurity compliance program. NIST has developed a cybersecurity framework to help organizations of all sizes to identify, assess and manage cybersecurity risks. Notably, the Securities and Exchange Commission (SEC) not only utilizes the NIST framework to help manage its own cybersecurity program, but also has commonly referenced the approach when issuing information security guidance to investment advisers.
Can RIA in Box’s cybersecurity solution be customized?
Yes, the solution can be customized to your firm’s unique needs through connection sourcing and by pairing it with our MyRIACompliance platform.
What is Virtual Desktop Infrastructure?
Virtual Desktop Infrastructure (VDI) is a desktop virtualization technology where the operating system runs and is managed through an on-premises or cloud data center. The virtual desktop environment is delivered over a network to the user’s device, such as a desktop, laptop or tablet, which allows the user to interact with the operating system and its applications, eliminating dependency on physical office space and physical computers.
Why use Virtual Desktop Infrastructure?
The solution is built upon the NIST information security framework, which focuses on five functions – identify, protect, detect, respond and recover. The Virtual Desktop's Elite and Standard solutions address specific RIA compliance needs, including data backup, disaster recovery, cybersecurity and other record keeping technologies.
Ready to get started?
Mitigate risk and meet all cybersecurity requirements – with a comprehensive approach to RIA cybersecurity.