RIA cybersecurity

Keep your systems, data and people safe 

Arm your firm with the technology and knowledge you need to defend against potential cyberattacks with RIA in a Box’s comprehensive cybersecurity and vendor due diligence solutions. 

Mitigate cybersecurity risk before it becomes a reality. Our solution enables firms to effectively:

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Document security protocols

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Train employees on cybersecurity best practices

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Automate cybersecurity compliance on user devices, networks and applications

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Audit and log all completed training modules and results

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Assess risk from third-party vendors

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Incorporate realistic employee phishing simulations

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Create customized information security policy

Protect your firm against a cyberattack

Protect your firm against a cyberattack

Invest in a virtual desktop

Invest in a virtual desktop

Implement vendor due diligence

Implement vendor due diligence

Compliance technology designed specifically for RIAs

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Integrations

Our powerful integration capabilities facilitate data connections between MyRIACompliance and other industry-leading solutions, enhancing communications, increasing efficiency and providing a seamless customer experience.
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Industry partners

With best-in-class industry partners, we are streamlining processes and increasing accuracy for registered investment advisers and their firms.
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Superior user experience

Built on a mobile-first architecture, our platform provides a frictionless experience for you and your employees, making compliance easy and painless.
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Platform innovation

Incorporating direct feedback from COMPLY’s portfolio of firms, we continuously implement the enhancements that matter most to our clients.
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Award-winning customer service

Your experience is our top priority. With 24/5 customer service and extensive industry knowledge, you can count on a smooth and ideal customer experience.

Supporting documents

Your guide to the NIST framework for registered investment advisers
What the SEC's proposed vendor due diligence rule means for registered investment advisers
RIA Cybersecurity: Data Loss Prevention
RIA Cybersecurity: The SEC's 7 Focus Areas

Frequently Asked Questions

Who can benefit from RIA in Box’s cybersecurity?
Does the system follow the NIST cybersecurity framework?
Can RIA in Box’s cybersecurity solution be customized?
What is Virtual Desktop Infrastructure?
Why use Virtual Desktop Infrastructure?

Ready to get started

Let’s talk about how we can help you keep your RIA firm cyber secure.