What Social Media Guidelines Should Your RIA Firm Follow?

Is your registered investment adviser (RIA) firm unsure of what compliance and regulatory guidelines to follow when using social media? We've created a list of 10 items that your investment advisory firm should follow when utilizing social media platforms such as LinkedIn, Twitter, and Facebook when interacting with prospects and clients.

This complimentary checklist outlines 10 steps an RIA firm should follow when using social media including:

• Remember to treat social media posts just like any other form of advertising
• Implement policies and procedures to keep records, review content, and specifically address the use of social media at the firm and individual account levels
• Always be aware of any potential cybersecurity issues that are created when sharing firm information

Be sure to download this free checklist now to ensure that your firm is using social media in an effective and compliant manner.

Note: RIA in a Box LLC is not a law firm, investment advisory firm, or a CPA firm. RIA in a Box LLC does not provide legal advice or opinions to any party or client. You should always consult your relevant regulatory authorities as this information should not be relied upon as currently accurate. This information is provided for educational purposes only and is not an exhaustive list of regulatory requirements.