Is your RIA firm's technology system sufficient? Regardless of whether integrating different technology components or utilizing a platform solution, every system should include the features needed to operate a successful and efficient RIA firm.
This complimentary checklist outlines 10 critical features of an RIA firm's technology system including the abilities to:
Be sure to download this free checklist now to ensure that your firm's system is sufficient.
Contact us if you any questions about our compliance software.
Note: RIA in a Box LLC is not a law firm, investment advisory firm, or a CPA firm. RIA in a Box LLC does not provide legal advice or opinions to any party or client. You should always consult your relevant regulatory authorities as this information should not be relied upon as currently accurate. This information is provided for educational purposes only and is not an exhaustive list of regulatory requirements.