This 30 minute webinar will provide you with a detailed overview on the current cybersecurity regulatory landscape, best practices, and a brief overview of our cybersecurity platform including the new device inventory feature. You won't want to miss it!
Have you ever wondered if starting your own RIA firm makes sense? Please join us for a 30 minute educational webinar walking through a step by step process of starting an RIA firm. We will cover the basics of how to start an RIA firm including registration, licenses, documents, creating a compliance program, and what to consider in technology evaluation.
Note: RIA in a Box LLC is not a law firm, investment advisory firm, or a CPA firm. RIA in a Box LLC does not provide legal advice or opinions to any party or client. You should always consult your relevant regulatory authorities as this information should not be relied upon as currently accurate. This information is provided for educational purposes only and is not an exhaustive list of regulatory requirements.
