RIA Registration 101: Starting an RIA Firm

Tuesday, September 10th, 2019     12:00-12:30pm EDT

Have you ever wondered if starting your own RIA firm makes sense? Please join us for a 30 minute educational webinar walking through a step by step process of starting an RIA firm. We will cover the basics of how to start an RIA firm including registration, licenses, documents, creating a compliance program, and what to consider in technology evaluation.