The IAA’s annual Investment Adviser Compliance Conference is a comprehensive two-day program that provides investment advisers with the most current information available on the changing regulatory landscape. Participants return to their firms with practical insights and knowledge of best practices to help them maintain a successful compliance program. In addition to meeting and interacting with peers, attendees will hear from a distinguished roster of speakers that includes SEC staff, investment adviser industry professionals, and legal experts.
The annual Fi360 Conference, is the premier event for investment fiduciaries and financial services professionals to gain insights from industry experts, earn CE and build a network of like-minded professionals.
Morningstar presents the latest developments on financial advice from the industry's top minds. Discover new perspectives on the market and ideas to put into practice. Network with people from more than 100 organizations including asset management firms, fintech companies, and media groups.
The event for accounting and finance professionals ready for the next step- 350+ learning sessions led by industry experts, presentations from keynote speakers, and networking opportunities.This event brings together 6 prominent AICPA conferences along with the Association of Accounting Marketing Summit and CPAFMA National Practice Management Conference.
Note: RIA in a Box LLC is not a law firm, investment advisory firm, or a CPA firm. RIA in a Box LLC does not provide legal advice or opinions to any party or client. You should always consult your relevant regulatory authorities as this information should not be relied upon as currently accurate. This information is provided for educational purposes only and is not an exhaustive list of regulatory requirements.
