RIA In A Box

The Experience, Price, and Speed You Need When Creating Your RIA

All The Tools For Your Investment Advisory Firm!

RIA In A Box is a unique consulting firm that provides you with all the tools you'll need for a Registered Investment Advisory firm ready to conduct business on Day One. Only RIA In A Box tailors a program to guide you through the entire process and creates documents that are specific to your situation. RIA In A Box is the fastest, most efficient way to set up your advisory firm...just ask any of our clients! Whether you are leaving your old broker/dealer, starting a hedge fund, transitioning to the SEC, adding the designation to your existing insurance or mortgage practice, or just starting out, we're here to guide you and take care of the heavy lifting. RIA In A Box offers you what no one else can: We build and submit your documents to the state/SEC in 5-7 business days *Tailored* contracts (not samples) *Tailored* Policies and Procedures Manual (not samples) In depth Complete Chief Compliance Officer training so you understand your compliance obligations Our clients are eligible for up to a 20% discount on their professional liability (E&O) insurance just for having utilized RIA In A Box We fill out and file all necessary documents Only spend about an hour filling out our questionnaires and let us do the rest! The day your firm opens, instead of wondering what happens next, you'll be ready to start seeing clients. You'll have all the contracts, forms, and training necessary to appear as though you've been doing this for years.

Why Go Anywhere Else?

RIA In a Box is not a law firm, CPA firm, or an investment adviser. No information or advice should be deemed, in any way, to be legal advice, tax advice, or investment advice. If you require the services of a lawyer, we do recommend that you seek an independent attorney.