RIA In A Box is a unique registration and compliance consulting firm that provides you with all the tools that a Registered Investment Adviser will need to be ready to conduct business on Day One. Only RIA In A Box guides you through the entire process and creates customized documents specific to your situation.

RIA In A Box helped create nearly 1 of every 5 investment advisers approved in America last year. RIA In A Box is the fastest, most efficient way to set up your advisory firm…just ask any of our clients! You’ll see why over 1,500 Investment Advisers have chosen RIA In A Box as their registration compliance consultants.

Whether you are leaving your broker/dealer, starting a hedge fund, transitioning to the SEC, adding the registration to your existing insurance, mortgage or CPA practice, or just starting out, we’re here to help you create your RIA. The day your firm opens you’ll have all the customized contracts, forms, and training necessary to begin seeing clients

RIA In A Box provides a fully customized registration package:

	We build and submit your documents to the state/SEC in 5-7 business days
	Tailored contracts (not samples)
	Tailored Policies and Procedures Manual (not samples)
	In depth Complete Chief Compliance Officer training so you understand your compliance obligations
	Our clients are eligible for up to a 20% discount on their professional liability (E&O) insurance just for having utilized RIA In A Box
	We fill out and file all necessary documents
	Only spend about an hour filling out our questionnaires and let us do the rest!

Our mission at RIA in a Box is to enable fellow entrepreneurs to create their own registered investment advisory firms and receive the ongoing support they need to remain in constant regulatory compliance. We take pride in partnering with our clients to establish the highest quality registered investment advisers in the country.

Beyond RIA registration and compliance services, we also often assist new investment advisers with broader business decisions such as custodian selection, whether a hybrid setup fits your business model, or many other considerations related to being an independent investment adviser. Ultimately, we will do our absolute best to go above and beyond to help you setup and manage your investment advisory firm the way you desire.