RIA In A Box is a unique consulting firm that provides you with all the tools you’ll need for a Registered Investment Advisory firm to be ready to conduct business on Day One. Only RIA In A Box tailors a program to guide you through the entire process and creates documents that are specific to your situation.

RIA In A Box helped create nearly 1 of every 5 RIAs approved in America last year and nearly 1 of every 3 RIAs that was set up with the use of a consulting firm. RIA In A Box is the fastest, most efficient way to set up your advisory firm…just ask any of our clients! You’ll see why over 1,200 Advisory firms have chosen RIA In A Box as their compliance consultants.

Whether you are leaving your broker/dealer, starting a hedge fund, transitioning to the SEC, adding the registration to your existing insurance or mortgage practice, or just starting out, we’re here to guide you and take care of the heavy lifting.

RIA In A Box offers you what no one else can:

	We build and submit your documents to the state/SEC in 5-7 business days
	Tailored contracts (not samples)
	Tailored Policies and Procedures Manual (not samples)
	In depth Complete Chief Compliance Officer training so you understand your compliance obligations
	Our clients are eligible for up to a 20% discount on their professional liability (E&O) insurance just for having utilized RIA In A Box
	We fill out and file all necessary documents
	Only spend about an hour filling out our questionnaires and let us do the rest!

The day your firm opens, instead of wondering what happens next, you’ll be ready to start seeing clients. You’ll have all the contracts, forms, and training necessary to appear as though you’ve been doing this for years.