RIA In A Box

The Experience, Price, and Speed You Need When Creating Your RIA

All The Tools For Your Investment Advisory Firm!

RIA In A Box is a unique consulting firm that provides you with all the tools you'll need for a Registered Investment Advisory firm ready to conduct business on Day One. While other consulting companies can offer paperwork filing and hand-holding through the registration process, only RIA In A Box tailors a program to your specific needs and takes care of everything. RIA In A Box is the fastest, most efficient way to set up your advisory firm...just ask any of our clients! Whether you are leaving your old broker/dealer, starting a hedge fund, transitioning to the SEC, adding the designation to your existing insurance or mortgage practice, or just starting out, we're here to help! RIA In A Box offers you what no one else can: We complete and submit your documents to the state/SEC in 3-7 business days We never charge you a monthly compliance fee We *never* charge current or past clients for calls, emails, or minor revisions *Completed* contracts (not samples) *Completed* Policies and Procedures Manual (not samples) Complete Chief Compliance Officer training Our clients are eligible for up to a 20% discount on their professional liability (E&O) insurance just for having utilized RIA In A Box We fill out and file all necessary documents Only spend about an hour filling out our questionnaires. That's it! The day your firm opens, instead of wondering what happens next, you'll be ready to start seeing clients. You'll have all the contracts, forms, and training necessary to appear as though you've been doing this for years. Let us be clear that RIA In A Box is not and has never been a recruiting company nor an FMO and has no outside interests. This is our primary business and our job is to set up your RIA, not sell you any proprietary insurance or securities products of any kind. We have never pushed anyone of any professional field into starting an RIA.

Why Go Anywhere Else?

RIA In a Box is not a law firm, CPA firm, or an investment adviser. No information or advice should be deemed, in any way, to be legal advice, tax advice, or investment advice. If you require the services of a lawyer, we do recommend that you seek an independent attorney.