Starting an RIA?

Over 2,500 Investment Advisers have trusted RIA in a Box as their registration compliance consultants. Let us help you start your firm today.

Download our free white paper on Starting Your Own RIA Firm

Need RIA Compliance Support?

Over 1,400 RIA firms managing over $80 billion in total subscribe to our monthly compliance services. Let us help you solve your compliance needs.

Download our free RIA Regulatory Exam Checklist

Need an RIA Operations Platform?

We help streamline your firm's operations with an integrated technology platform and outsourced support. Let us help your firm grow.

Download our Key Performance Indicator Checklist

Over 2,500 Advisers have trusted RIA in a Box® as their registration compliance consultants. Our staff of industry professionals and ex-regulators guides you through the entire registration and business planning process and creates customized documents in a timely and cost efficient manner.

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MyRIACompliance combines our team of compliance experts with an online software platform to help registered investment adviser (RIA) firms better manage and automate regulatory responsibilities. The service is designed to assist both SEC and state-registered firms.

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Our expert team and integrated technology platform helps registered investment adviser (RIA) firms automate and more efficiently manage client communication, billing, and reporting. The service is designed to assist growing firms that have unique operational and regulatory needs.

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What do people have to say

  • “If you value knowledge, experience, economy, and almost unheard of levels of responsiveness, you will want to have RIA In A Box guide you through the RIA establishment process. It simply doesn’t get any better.”

    Larry, RIA in Arizona
  • “By handling a large volume of application files, I frequently dealt with companies that filed incomplete applications and were frustratingly slow to respond to my requests. Not RIA IN A BOX. Their applications were complete and their fast response times made my job a lot easier.”

    -C. D., Former State Financial Examiner
  • "I cannot imagine myself without your service. The guidance is superb!"

    -Alex, RIA in New York
  • "I really appreciated your knowledge, patience and expertise! I would highly recommend your services to any future RIA applicant!”"

    -Jack, RIA in Ohio
  • "The service that RIA in a Box provides along with the knowledge of their staff is second to none. I couldn't function without them!"

    -Austin, RIA in Texas
  • "RIA in a Box has been very helpful in training and registration needs, and I am thankful for all they have done to help me in my business!"

    -Ronald, RIA in Oklahoma
  • "I truly value each month’s compliance call. I’d be lost without your guidance. Keep up the good work…"

    -Jason, RIA in Ohio
  • "I don't know how I would have done this without you and your team. You guys are top-notch."

    -Adam, RIA in Colorado
  • "Your service and anticipation of your clients’ needs is terrific."

    -Richard, RIA in Florida
  • "Your company made this approval almost effortless for me."

    -David, RIA in California
  • "Best money I've invested in my business so far! Not only were you all pleasant and responsive but you also saved me a ton of time and headache by managing and interfacing with the regulatory machine."

    -Lisa, RIA in California
  • "Our firm uses RIA in a Box/Lexington Compliance and are very happy with their service."

    -Carl, RIA in Connecticut
  • "We count on your RIA services to develop a culture of compliance at our firm. Thank you for your help and your software to guide us through the renewal period."

    -John, RIA in Colorado
  • "Thank you very much for all of your time and that of the staff to create the opportunity for me to become a Registered Investment Adviser. I was very impressed with the professionalism that everyone in your organization displayed."

    -Paul, RIA in Virginia