RIA in a Box is the leading regulatory compliance solution for investment advisers and wealth management. Meticulously aligning technology, consulting and education solutions to deliver an exacting solution to meet the unique needs of your registered investment adviser (RIA) firm.
RIA in a Box is the premiere choice of compliance software for RIAs. Providing firms with the technology, consulting and education solutions to help compliance professionals accurately and effectively align with ever-changing regulations.
"I can finally breathe a sigh of relief! I feel an inch closer to getting a New York state license as registered investment adviser thanks to your effort."
"RIA in a Box is the easiest compliance company to work with by far!"
Move beyond reactive compliance tactics to achieve strategic regulatory goals with a single, comprehensive compliance partner who is as dedicated to the details as you are. RIA in a Box offers a market-leading suite of technology solutions, education and consulting services to give you the tools, resources and expertise to take on today's toughest regulatory challenges and meet your firm's unique compliance needs.