Manage complex regulatory tasks with the compliance solution designed by RIA compliance experts for RIA compliance professionals.
With a combination of technology, service and education, we offer a consultative approach to compliance program management, helping firms effectively meet regulatory requirements without creating resource drains.
"I can finally breathe a sigh of relief! I feel an inch closer to getting a New York state license as registered investment adviser thanks to your effort."
"RIA in a Box is the easiest compliance company to work with by far!"
Move beyond reactive compliance tactics to achieve strategic regulatory goals with a single, comprehensive compliance partner who is as dedicated to the details as you are. RIA in a Box offers a market-leading suite of technology solutions, education and consulting services to give you the tools, resources and expertise to take on today's toughest regulatory challenges and meet your firm's unique compliance needs.