RIA in a Box® is exclusively focused on serving the independent registered investment adviser (RIA) industry. Given our focus, we provide a unique blend of specialized regulatory and compliance expertise with customized and robust software to give your investment advisory firm the support it needs. Our team of former regulators and industry experts has compliance expertise which spans both SEC and state-level investment adviser regulations. In addition to access to our team of experts, all of our registration and compliance clients receive access to our industry leading compliance software solution, MyRIACompliance®. We believe that the best and most effective RIA compliance solution is one which pairs top-notch human expertise with intuitive online software that makes an RIA firm's compliance responsibilities more transparent and manageable.
Beyond RIA registration and compliance services, we often assist investment advisers with broader business decisions such as custodian and technology selection, whether a hybrid setup fits your business model, or many other considerations related to being an independent investment adviser.