Let's Talk
Event

The Evolution of Regulation Best Interest

Aug. 09, 2023 from 2:00pm 3:00pm Eastern
In partnership with InvestorCOM, this webinar takes a look at the evolution of Reg BI, SEC guidance notes published this year and the future direction of Reg BI.
Regulation Best Interest (Reg BI), Events
Parham Nadderi Headshot Resize
Parham Nasseri​
InvestorCOM
VP, Product & Regulatory Strategy
Victoria O'Connor Headshot Resize
Victoria Bello O'Connor
RIA in a Box, a COMPLY Company
Product Manager 
Chris DiTata Headshot
Chris DiTata
COMPLY
EVP, Programmatic Compliance
Tom Selman Headshot
Tom Selman
Former FINRA Executive

Download the webinar recording below!

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News COMPLY Enhances Executive Leadership Team with Appointments of Jeff Hilk as Chief Revenue Officer and Wendy Werve as Chief Market Officer 05/08/24
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