Serving Investment Advisers Since 2005

RIA in Box Company Page Image

RIA in a Box® provides the leading compliance solution for investment advisers. We put the client first by delivering innovative software and expert advice. Since 2005 we take pride in partnering with our clients to establish and support the highest quality registered investment adviser ("RIA") firms in the country.

We've helped over 4,000 investment advisers start an RIA firm and also provide ongoing monthly compliance assistance to over 2,000 SEC and state-registered RIA firms across the country.

Beyond RIA registration and compliance services, we often assist investment advisers with broader business decisions such as custodian and technology selection and many other considerations related to being an independent investment adviser. 

Contact us today to see how we can assist with your RIA registration and compliance.

 

Who We Are

 

Company Retreat 2018 #RIABTogether

 

Our Story

2005

RIA in a Box LLC was founded

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2010

Opened our corporate headquarters in New York, NY

2011

  • Launched our new ongoing monthly support service offerings to
    help RIAs better stay on top of their monthly compliance tasks.
  • Hired our first former regulator to expand our expertise.

2013

  • Launched the first edition of MyRIACompliance®
  • Opened our Cleveland, OH office to accommodate our growing staff.

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2014

Officially registered over 2,000 RIA firms

2015

  • Launched our Client Success Program to better ensure our clients
    receive the most from our service offerings
  • Expanded to 25 employees

2016

  • Released our updated MyRIACompliance® software with new features including a multi-user platform.
  • Officially assisting over 1,300 RIA firms with compliance.

2017

Officially assisting over 1,600 firms with compliance

2018

  • Launched Employee Trade Monitoring Platform ("ETM")
  • Expanded to 45 employees

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2019

  • Launched our RIA Cybersecurity Platform
  • Acquired Gordian Compliance Solutions
  • Opened a new office in Cleveland, OH

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2020

  • Launched the MyRIACompliance®  Mobile App and Private Fund Compliance Platform
  • Officially helped over 4,000 advisers start an RIA firm
  • Officially provide ongoing compliance assistance to over 2,000 SEC and state-registered RIA firms

 

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2021

  • Acquired Itegria, LLC
  • Launched our RIA Communications Archiving and Review Platform
  • Expanded to 100+ employees
  • Launched Adviser Virtual Desktop and Cybersecurity Dashboard

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Think you would be a good fit?

VIEW ALL OPEN POSITIONS HERE