Serving Investment Advisers Since 2005
RIA in a Box® provides the leading compliance solution for investment advisers. We put the client first by delivering innovative software and expert advice. Since 2005 we take pride in partnering with our clients to establish and support the highest quality registered investment adviser ("RIA") firms in the country.
Beyond RIA registration and compliance services, we often assist investment advisers with broader business decisions such as custodian and technology selection and many other considerations related to being an independent investment adviser.
Contact us today to see how we can assist with your RIA registration and compliance.
Who We Are
Company Retreat 2018 #RIABTogether
RIA in a Box LLC was founded
Opened our corporate headquarters in New York, NY
- Launched our new ongoing monthly support service offerings to
help RIAs better stay on top of their monthly compliance tasks.
- Hired our first former regulator to expand our expertise.
- Launched the first edition of MyRIACompliance®
- Opened our Cleveland, OH office to accommodate our growing staff.
Officially registered over 2,000 RIA firms
- Launched our Client Success Program to better ensure our clients
receive the most from our service offerings
- Expanded to 25 employees
- Released our updated MyRIACompliance® software with new features including a multi-user platform.
- Officially assisting over 1,300 RIA firms with compliance.
Officially assisting over 1,600 firms with compliance
- Launched Employee Trade Monitoring Platform ("ETM")
- Expanded to 45 employees
- Launched our RIA Cybersecurity Platform
- Acquired Gordian Compliance Solutions
- Opened a new office in Cleveland, OH
- Launched the MyRIACompliance® Mobile App and Private Fund Compliance Platform
- Officially helped over 4,000 advisers start an RIA firm
- Officially provide ongoing compliance assistance to over 2,000 SEC and state-registered RIA firms
- Acquired Itegria, LLC
- Launched our RIA Communications Archiving and Review Platform
- Expanded to 100+ employees
- Launched Adviser Virtual Desktop and Cybersecurity Dashboard