Serving Investment Advisers Since 2005

RIA in a Box® provides the leading compliance solution for investment advisers. We put the client first by delivering innovative software and expert advice. Since 2005 we take pride in partnering with our clients to establish and support the highest quality registered investment adviser ("RIA") firms in the country.
We've helped over 4,000 investment advisers start an RIA firm and also provide ongoing monthly compliance assistance to over 2,000 SEC and state-registered RIA firms across the country.
Beyond RIA registration and compliance services, we often assist investment advisers with broader business decisions such as custodian and technology selection and many other considerations related to being an independent investment adviser.
Contact us today to see how we can assist with your RIA registration and compliance.
Who We Are
Company Retreat 2018 #RIABTogether
Our Story
2005
RIA in a Box LLC was founded
2010
Opened our corporate headquarters in New York, NY
2011
- Launched our new ongoing monthly support service offerings to
help RIAs better stay on top of their monthly compliance tasks. - Hired our first former regulator to expand our expertise.
2013
- Launched the first edition of MyRIACompliance®
- Opened our Cleveland, OH office to accommodate our growing staff.
2014
Officially registered over 2,000 RIA firms
2015
- Launched our Client Success Program to better ensure our clients
receive the most from our service offerings - Expanded to 25 employees
2016
- Released our updated MyRIACompliance® software with new features including a multi-user platform.
- Officially assisting over 1,300 RIA firms with compliance.
2017
Officially assisting over 1,600 firms with compliance
2018
- Launched Employee Trade Monitoring Platform ("ETM")
- Expanded to 45 employees
2019
- Launched our RIA Cybersecurity Platform
- Acquired Gordian Compliance Solutions
- Opened a new office in Cleveland, OH
2020
- Launched the MyRIACompliance® Mobile App and Private Fund Compliance Platform
- Officially helped over 4,000 advisers start an RIA firm
- Officially provide ongoing compliance assistance to over 2,000 SEC and state-registered RIA firms
2021
- Acquired Itegria, LLC
- Launched our RIA Communications Archiving and Review Platform
- Expanded to 100+ employees
- Launched Adviser Virtual Desktop and Cybersecurity Dashboard