Compliance technology designed specifically for RIAs
Our powerful integration capabilities facilitate data connections between MyRIACompliance and other industry-leading solutions, enhancing communications, increasing efficiency and providing a seamless customer experience.
With best-in-class industry partners, we are streamlining processes and increasing accuracy for registered investment advisers and their firms.
Superior user experience
Built on a mobile-first architecture, our platform provides a frictionless experience for you and your employees, making compliance easy and painless.
Incorporating direct feedback from COMPLY’s portfolio of firms, we continuously implement the enhancements that matter most to our clients.
Award-winning customer service
Your experience is our top priority. With 24/5 customer service and extensive industry knowledge, you can count on a smooth and ideal customer experience.
Backed by regulatory expertise
Our technology and resources are backed by decades of regulatory expertise, with the support of compliance consultants who have served as CCOs, lawyers and regulators themselves.
Looking for more? RIA in a Box and our fellow COMPLY portfolio of firms are here to help you build a tailored compliance solution tailor fitted for where your firm is today and where you plan to be tomorrow.
With PeerCompare, powered by COMPLY and InvestorCOM, you can easily generate a product peer group of available investment alternatives based on cost, risk, and return, and confidently deliver compliant recommendations while tracking all activity and relevant notes.
Who was PeerCompare created for?
Financial firms required to meet Reg BI.
Ready to get started?
Support your team with a solution designed to help you confidently deliver compliant recommendations with ease and accuracy.